JC
Joseph E. Corderi
CITIZENS JMP SECURITIES
New York, NY 10019
Some features on this profile are disabled
CRD#: 6901518
JC
Professional summary
Joseph Edward Corderi Jr, who also goes by Joseph Corderi, Joe Corderi, Joseph Edward Corderi Jr, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2019. Joseph has worked at 4 firms and has passed the Series 63, Series 6TO, Series 22TO, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joseph Corderi | Joe Corderi | Joseph Edward Corderi Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Edward Corderi Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2026 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY 10019BD
CRD#: 22208
New York, NY
Past
November 24, 2025 - February 10, 2026
STARTENGINE PRIMARY LLC
BD
CRD#: 291773
BURBANK, CA
Past
March 15, 2022 - May 2, 2023
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
New York, NY
Past
August 3, 2019 - July 26, 2021
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/6/2026)
RR
District of Columbia(3/6/2026)
RR
Florida(3/6/2026)
RR
Georgia(3/9/2026)
RR
Idaho(3/6/2026)
RR
Illinois(3/6/2026)
RR
Kentucky(3/6/2026)
RR
Massachusetts(3/9/2026)
RR
Michigan(3/6/2026)
RR
Minnesota(3/6/2026)
RR
Mississippi(3/6/2026)
RR
Missouri(3/9/2026)
RR
Montana(3/6/2026)
RR
Nebraska(3/6/2026)
RR
New Jersey(3/6/2026)
RR
Ohio(3/6/2026)
RR
Oklahoma(3/6/2026)
RR
Oregon(3/9/2026)
RR
Pennsylvania(3/9/2026)
RR
South Carolina(3/6/2026)
RR
South Dakota(3/6/2026)
RR
Texas(3/6/2026)
RR
Utah(3/6/2026)
RR
Washington(3/6/2026)
RR
Wisconsin(3/6/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 8/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CJ
CITIZENS JMP SECURITIES, LLC
CITIZENS | TRINITY CAPITAL | MITCHUM, JONES & TEMPLETON, INC. | JOLSON MERCHANT PARTNERS | JMP SECURITIES LLC | JMP SECURITIES | DH CAPITAL | CITIZENS M&A ADVISORY | CITIZENS JMP SECURITIES, LLC | CITIZENS JMP | CITIZENS CAPITAL MARKETS & ADVISORY | CITIZENS CAPITAL MARKETS
CRD#: 22208 / SEC#: , 8-39613
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
101 California Street Ste 1700, San Francisco, CA 94111
Mailing Address
101 California Street Ste 1700, San Francisco, CA 94111
Phone number
(415) 835-8900
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| PITARRESI, JOHN CHARLES | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 2064758 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
