TH
Timothy D. Hume
KILEY JUERGENS WEALTH MANAGEMENT
Olympia, WA 98501
Some features on this profile are disabled
CRD#: 6901076
TH
Professional summary
Timothy David Hume, who also goes by Tim D Hume, is a registered financial advisor currently at KILEY JUERGENS WEALTH MANAGEMENT, LLC located in Olympia, Washington and OSAIC WEALTH, INC. located in Olympia, Washington.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim D Hume
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OLYMPIA HOOPS POSITION: Officer NATURE: Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: Assistant Coach 2. INSURANCE BROKER POSITION: Insurance agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2018 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: Insurance sales 3. KILEY JUERGENS WEALTH MANAGEMENT POSITION: Wealth Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/15/2018 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: Provide investment guidance and management 4. OLYMPIA HIGH SCHOOL BASKETBALL ASSISTANT COACH POSITION: Assistant Coach NATURE: Public school basketball program INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/15/1998 ADDRESS: 1302 North St, Olympia WA 98501, United States DESCRIPTION: assistant basketball coach
CRS (Client Relationship Summary) - RIA
Click below to view Timothy David Hume's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2018 - Present
KILEY JUERGENS WEALTH MANAGEMENT, LLC
Office #1: 2409 Pacific Ave Se, Olympia, WA 98501RIA
CRD#: 151088
Olympia, WA
Current
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 2409 Pacific Avenue, Se, Olympia, WA 98501RIA
BD
CRD#: 23131
Olympia, WA
Past
March 7, 2018 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
OLYMPIA, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
Registered Investment Advisory firm - (8/27/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Washington(4/11/2018)
RR
Washington(11/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
Registered Investment Advisory firm - (8/27/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2409 Pacific Ave Se, Olympia, WA 98501
Mailing Address
Phone number
(360) 350-4747
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,242 |
| AUM (Assets Under Management) | $ 1,872,363,667 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
