Christopher M. Baxter

ALPHA CAPITAL FAMILY OFFICE

GREENWOOD VILLAGE, CO 80111

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CRD#: 6900858

Professional summary

Christopher M Baxter is a registered financial advisor currently at ALPHA CAPITAL FAMILY OFFICE, LLC located in Greenwood Village, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Christopher has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member of CM Capital, LLC. - which serves as a business entity for tax purposes only. This LLC is a partial direct owner of Alpha Capital Family Office, LLC. Managing Member of Ulster Circle Partners which serves as the ownership entity of real estate where ACFO is located.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher M Baxter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2020 - Present

ALPHA CAPITAL FAMILY OFFICE, LLC

Office #1: 5750 S. Ulster Circle East, Greenwood Village, CO 80111

RIA

CRD#: 307521

GREENWOOD VILLAGE, CO

Past

February 2, 2018 - June 18, 2020

ALPHA CAPITAL MANAGEMENT GROUP LLC

RIA

CRD#: 283624

CENTENNIAL, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA CAPITAL FAMILY OFFICE, LLC

AC FAMILY OFFICE | ALPHA CAPITAL FAMILY OFFICE, LLC

CRD#: 307521 / SEC#: 801-118157

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/4/2020)

IAR

Texas
(3/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2018

Uniform Investment Adviser Law Examination

Current Firm

ALPHA CAPITAL FAMILY OFFICE, LLC

AC FAMILY OFFICE | ALPHA CAPITAL FAMILY OFFICE, LLC

CRD#: 307521 / SEC#: 801-118157

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

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Contact information

Main Address

5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 900-1911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/19/2025)

PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 217,402,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher M. Baxter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher M Baxter's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA CAPITAL FAMILY OFFICE, LLC

ALPHA CAPITAL MANAGEMENT GROUP LLC

Primary Firm SEC Registration

ALPHA CAPITAL FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2018

Current Firm

ALPHA CAPITAL FAMILY OFFICE, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA CAPITAL FAMILY OFFICE, LLC

TRUST BUT VERIFY

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