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AB

Anthony B. Brown

PASSCO CAPITAL
Irvine, CA 92614
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CRD#: 6900485
AB

Professional summary


Anthony Belden Brown, who also goes by Anthony Brown, is a registered financial professional currently at PASSCO CAPITAL, INC. located in Irvine, California.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2018. Anthony has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Anthony Brown

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anthony Belden Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 27, 2023 - Present

PASSCO CAPITAL, INC.

Office #1: 2050 Main Street Suite 650, Irvine, CA 92614
BD
CRD#: 117323
Irvine, CA
Past

June 10, 2019 - November 15, 2022

STAX CAPITAL

BD
CRD#: 300607
SAN DIEGO, CA
Past

May 7, 2018 - May 6, 2019

DFPG INVESTMENTS, LLC

BD
CRD#: 155576
San Diego, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/3/2023)
RR
Alaska
(4/3/2023)
RR
Arizona
(4/3/2023)
RR
Arkansas
(4/3/2023)
RR
California
(3/27/2023)
RR
Colorado
(4/3/2023)
RR
Connecticut
(4/3/2023)
RR
Delaware
(4/3/2023)
RR
District of Columbia
(4/3/2023)
RR
Florida
(4/3/2023)
RR
Georgia
(4/3/2023)
RR
Hawaii
(4/3/2023)
RR
Idaho
(4/3/2023)
RR
Illinois
(4/3/2023)
RR
Indiana
(4/3/2023)
RR
Iowa
(4/3/2023)
RR
Kansas
(4/3/2023)
RR
Kentucky
(4/3/2023)
RR
Louisiana
(4/3/2023)
RR
Maine
(4/3/2023)
RR
Maryland
(4/3/2023)
RR
Massachusetts
(4/3/2023)
RR
Michigan
(4/3/2023)
RR
Minnesota
(4/3/2023)
RR
Mississippi
(4/3/2023)
RR
Missouri
(4/3/2023)
RR
Montana
(4/3/2023)
RR
Nebraska
(4/3/2023)
RR
Nevada
(4/3/2023)
RR
New Hampshire
(4/3/2023)
RR
New Jersey
(4/3/2023)
RR
New Mexico
(4/3/2023)
RR
New York
(4/3/2023)
RR
North Carolina
(4/3/2023)
RR
North Dakota
(4/3/2023)
RR
Ohio
(4/4/2023)
RR
Oklahoma
(4/3/2023)
RR
Oregon
(4/3/2023)
RR
Pennsylvania
(4/3/2023)
RR
Rhode Island
(4/3/2023)
RR
South Carolina
(4/3/2023)
RR
South Dakota
(4/3/2023)
RR
Tennessee
(4/3/2023)
RR
Texas
(4/3/2023)
RR
Utah
(4/3/2023)
RR
Vermont
(4/3/2023)
RR
Virginia
(4/3/2023)
RR
Washington
(4/3/2023)
RR
West Virginia
(4/3/2023)
RR
Wisconsin
(4/3/2023)
RR
Wyoming
(4/3/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 4/16/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PC
PASSCO CAPITAL, INC.
PASSCO CAPITAL, INC.

CRD#: 117323 / SEC#: , 8-53591

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
2050 Main Street Suite 650, Irvine, CA 92614
Mailing Address
2050 Maiin Street Suite 650, Irvine, CA 92614
Phone number
(949) 442-1000
Established
California since 03/16/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PASSCO COMPANIES, LLCOWNER
JAHNCKE, THOMAS BOOKCHIEF COMPLIANCE OFFICER1078444
JAHNCKE, THOMAS BOOKFINOP1078444
JAHNCKE, THOMAS BOOKPRESIDENT/CFO1078444
PASSO, WILLIAM OLAFEXVP/SECRETARY1577661

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PASSCO CAPITAL, INC.

CRD#: 117323Irvine, CA 92614

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