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JC

James R. Crockett

EAST COAST ASSET MANAGEMENT
Essex, MA 01929
Some features on this profile are disabled
CRD#: 6900102
JC

Professional summary

James Robert Crockett, who also goes by Jimmy Robert Crockett, is a registered financial advisor currently at EAST COAST ASSET MANAGEMENT, LLC located in Essex, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. James has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jimmy Robert Crockett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Crockett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2018 - Present

EAST COAST ASSET MANAGEMENT, LLC

Office #1: 16 Martin Street P.o. Box 566, Essex, MA 01929
RIA
CRD#: 147910
Essex, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EAST COAST ASSET MANAGEMENT, LLC
EAST COAST ASSET MANAGEMENT | EAST COAST ASSET MANAGEMENT, LLC

CRD#: 147910 / SEC#: 801-69456

RIA
Registered Investment Advisory firm - (8/5/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(3/26/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/1/2018
Uniform Investment Adviser Law Examination

Current Firm

EC
EAST COAST ASSET MANAGEMENT, LLC
EAST COAST ASSET MANAGEMENT | EAST COAST ASSET MANAGEMENT, LLC

CRD#: 147910 / SEC#: 801-69456

RIA
Registered Investment Advisory firm - (8/5/2008 Approved)
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Contact information

Main Address
16 Martin Street, Essex, MA 01929
Mailing Address
Po Box 566, Essex, MA 01929
Phone number
(978) 801-0860
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ECAM FORM ADV PART 2A 3-27-2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts366
AUM (Assets Under Management)$ 750,210,530

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAST COAST ASSET MANAGEMENT, LLC

CRD#: 147910Essex, MA 01929

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