Daniel J. Smyth

NORTH BERKELEY WEALTH MANAGEMENT

Berkeley, CA 94707

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CRD#: 6900028

Professional summary

Daniel Jeremi Smyth, CFP® is a registered financial advisor currently at NORTH BERKELEY WEALTH MANAGEMENT, LLC located in Berkeley, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Daniel has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jeremi Smyth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

April 16, 2020 - Present

NORTH BERKELEY WEALTH MANAGEMENT, LLC

Office #1: 1820 Solano Ave Suite C1, Berkeley, CA 94707

RIA

CRD#: 136431

Berkeley, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH BERKELEY WEALTH MANAGEMENT, LLC

NORTH BERKELEY INVESTMENT PARTNERS, LLC | NORTH BERKELEY WEALTH MANAGEMENT, LLC

CRD#: 136431 / SEC#: 801-64572

RIA

Registered Investment Advisory firm - (8/10/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

NORTH BERKELEY WEALTH MANAGEMENT, LLC

NORTH BERKELEY INVESTMENT PARTNERS, LLC | NORTH BERKELEY WEALTH MANAGEMENT, LLC

CRD#: 136431 / SEC#: 801-64572

RIA

Registered Investment Advisory firm - (8/10/2005 Approved)

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Contact information

Main Address

1995 El Dorado Ave, Berkeley, CA 94707

Mailing Address

Phone number

(510) 528-5820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTH BERKELEY WEALTH MANAGEMENT, LLC (7/14/2025)

Regulatory assets under management

Total Number of Accounts	1,482
AUM (Assets Under Management)	$ 710,619,518

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
01/28/2025	Cover Page	Report
02/27/2024	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Smyth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jeremi Smyth's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH BERKELEY WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

NORTH BERKELEY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

NORTH BERKELEY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTH BERKELEY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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