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Daniel J. Ervin
ERVIN INVESTMENT MANAGEMENT
Seattle, WA
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CRD#: 6900021
DE
Professional summary
Daniel Jesse Ervin is a registered financial advisor currently at ERVIN INVESTMENT MANAGEMENT located in Seattle, Washington.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Daniel has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently employed in the Highline Public Schools. This school district is NOT investment-related. The address is 15675 Ambaum Boulevard Southwest, Burien, WA 98166. My position and title are "Instructional Specialist." My start date was September 1, 2016. I devote approximately 150 hours per month to this position during the academic year (9 months per year). I work for approximately four hours per day during securities trading hours. My duties include leading professional development for teachers, modeling lessons, writing curriculum, and instructional leadership.
Along with my two siblings, I have served as a successor trustee of a trust for the benefit of a young woman since December 2015. This trusteeship began prior to any involvement with Reis Investment Management or involvement in an investment-related professional role, beginning due to close family connections. The current trustee's address is:
The current trustee's address is:
Daniel Berman
PMB 312
25 NW 23RD PL #6
Portland, OR 97210
I devote approximately two hours per month to the trust and conduct little to no business during securities trading hours. My duties are to serve as successor trustee should the current trustee become incapacitated or decline to serve. I also manage, with my brother John Ervin and sister Sarah Ervin, a portion of the trust portfolio (currently worth approximately $690,000). We have been granted authority to make trades, but not to make withdrawals.
I am also currently working as an investment adviser representative for Reis Investment Management (CRD 126800). We are in the process of inviting clients to stay with the three investment adviser representatives employed by Reis Investment Management (John Reis, John Ervin, and me) as we move our work to Ervin Investment Management, a newly registered firm.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jesse Ervin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2019 - Present
ERVIN INVESTMENT MANAGEMENT
RIA
CRD#: 299739
Seattle, WA
Past
November 1, 2018 - June 24, 2019
REIS INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126800
Seattle, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EI
ERVIN INVESTMENT MANAGEMENT
ERVIN INVESTMENT MANAGEMENT | ERVIN INVESTMENT MANAGEMENT, LLC
CRD#: 299739 / SEC#: 801-114584
RIA
Registered Investment Advisory firm - (1/29/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/8/2019)
IAR
Washington(3/8/2019)
Current Firm
EI
ERVIN INVESTMENT MANAGEMENT
ERVIN INVESTMENT MANAGEMENT | ERVIN INVESTMENT MANAGEMENT, LLC
CRD#: 299739 / SEC#: 801-114584
RIA
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Contact information
Main Address
Seattle, WA
Mailing Address
1037 Ne 65th St #359, Seattle, WA 98115-6655
Phone number
(206) 495-9957
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 259 |
| AUM (Assets Under Management) | $ 242,843,605 |
Red Flags
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