David R. Zoellner Jr

Z ADVISORY INNOVATIONS

WATERFORD, MI 48327

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CRD#: 6899917

Professional summary

David Robert Zoellner Jr is a registered financial advisor currently at Z ADVISORY INNOVATIONS located in Waterford, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ZOELLNER WHOLE FINANCIAL(DBA): WATERFORD, MI, REGISTERED REPRESENTATIVE, - 7655 HIGHLAND RD, STE 203, WATERFORD, MI 48327. FINANCIAL SERVICES THROUGH NEWBRIDGE SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Zoellner Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2024 - Present

Z ADVISORY INNOVATIONS

Office #1: 7655 Highland Rd Suite 203, Waterford, MI 48327

RIA

CRD#: 331792

WATERFORD, MI

Past

March 16, 2021 - August 2, 2024

NFSG CORPORATION

RIA

CRD#: 130814

WATERFORD, MI

Past

October 13, 2020 - August 2, 2024

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

WATERFORD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/13/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/24/2020

Securities Industry Essentials Examination

Current Firm

Z ADVISORY INNOVATIONS

Z ADVISORY INNOVATIONS | ZOELLNER WHOLE FINANCIAL, PLLC

CRD#: 331792 / SEC#:

Michigan

Registered Investment Advisory firm - (7/12/2024 Approved)

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Contact information

Main Address

7655 Highland Rd Suite 203, Waterford, MI 48327

Mailing Address

Phone number

(248) 886-8190

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 11,838,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Zoellner Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Zoellner Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

Z ADVISORY INNOVATIONS

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2021

Series 7TO

Date: 10/13/2020

SIE

Date: 1/24/2020

Current Firm

Z ADVISORY INNOVATIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

Z ADVISORY INNOVATIONS

TRUST BUT VERIFY

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