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YL

Yihe Li

MAGV SECURITIES
Jersey City, NJ 07302
Some features on this profile are disabled
CRD#: 6899903
YL

Professional summary

Yihe Li, who also goes by Lena Li, is a registered financial professional currently at MAGV SECURITIES, INC. located in Jersey City, New Jersey.

Yihe is registered as a RR (Registered Representative) and started their career in finance in 2018. Yihe has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lena Li

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yihe Li's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2018 - Present

MAGV SECURITIES, INC.

Office #1: 705 Jersey Avenue, Jersey City, NJ 07302
BD
CRD#: 142082
Jersey City, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/7/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 6/7/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/2/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MAGV SECURITIES, INC.
MAGV SECURITIES, INC. | USCVG, INC.

CRD#: 142082 / SEC#: , 8-67427

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
705 Jersey Avenue, Jersey City, NJ 07302
Mailing Address
705 Jersey Avenue, Jersey City, NJ 07302
Phone number
(917) 667-8043
Established
New York since 01/17/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SEIDLER, MICHAEL CRAIGPRESIDENT/CEO, FINOP, CHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5227822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAGV SECURITIES, INC.

CRD#: 142082Jersey City, NJ 07302

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