SA
Syed T. Ahmed
CITIZENS SECURITIES
Reston, VA 20190
Some features on this profile are disabled
CRD#: 6899748
SA
Professional summary
Syed Taz Uddin Ahmed, who also goes by Syed Taz Uddin Ahmed, Syed Tazuddin Ahmed, Syed T Ahmed, Taz Ahmed, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Reston, Virginia.
Syed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Syed has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Syed Taz Uddin Ahmed | Syed Tazuddin Ahmed | Syed T Ahmed | Taz Ahmed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental Property - owns and rents a house in VA. 2. Willow and lark Co., LLC - assist with wife business that sells handmade artwork using Etsy. 3. The DC Advisors - Inactive partner. 4. Notary Public
CRS (Client Relationship Summary) - RIA
Click below to view Syed Taz Uddin Ahmed's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Syed Taz Uddin Ahmed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 11670a Plaza America Drive Ms: Va016, Reston, VA 20190Office #2: 800 North Glebe Road Ms: Va007, Arlington, VA 22203Office #3: 1700 Diagonal Road Ms: Va006, Alexandria, VA 22314RIA
BD
CRD#: 39550
Reston, VA
Current
March 7, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 11670a Plaza America Drive Ms: Va016, Reston, VA 20190Office #2: 800 North Glebe Road Ms: Va007, Arlington, VA 22203Office #3: 1700 Diagonal Road Ms: Va006, Alexandria, VA 22314RIA
BD
CRD#: 39550
Reston, VA
Past
August 18, 2020 - February 18, 2022
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
ARLINGTON, VA
Past
August 18, 2020 - February 18, 2022
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
ARLINGTON, VA
Past
April 10, 2018 - August 4, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SPRINGFIELD, VA
Past
March 15, 2018 - August 4, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SPRINGFIELD, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2024)
IAR
Alabama(9/18/2024)
RR
California(10/16/2024)
IAR
California(10/16/2024)
RR
District of Columbia(2/28/2023)
IAR
District of Columbia(3/13/2023)
RR
Georgia(10/15/2024)
IAR
Georgia(10/16/2024)
RR
Maryland(2/28/2023)
IAR
Maryland(2/28/2023)
RR
Nevada(2/4/2025)
IAR
Nevada(2/5/2025)
RR
New Jersey(8/21/2024)
IAR
New Jersey(8/21/2024)
RR
New York(12/19/2022)
IAR
New York(12/19/2022)
RR
Pennsylvania(12/3/2024)
IAR
Pennsylvania(12/4/2024)
RR
Rhode Island(10/9/2025)
IAR
Rhode Island(10/14/2025)
RR
South Carolina(8/20/2025)
IAR
South Carolina(8/20/2025)
RR
Texas(3/28/2023)
IAR
Texas(4/3/2023)
RR
Virginia(3/7/2022)
IAR
Virginia(3/7/2022)
RR
West Virginia(8/20/2025)
IAR
West Virginia(8/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
