Chitman S. Uppal

VOYA FINANCIAL ADVISORS

Jersey City, NJ

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CRD#: 6899460

Professional summary

Chitman Singh Uppal, who also goes by Chitman Singh, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Jersey City, New Jersey.

Chitman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Chitman has worked at 10 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chitman Singh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHITMAN UPPAL - AUTHOR POSITION: Author NATURE: Book, "Rich Grandpa, Rich" INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2025 ADDRESS: 31 Wedgewood Dr, Apt 70B, Carteret NJ 07008, United States DESCRIPTION: Writing book, working with publisher and editor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chitman Singh Uppal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Chitman Singh Uppal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2023 - Present

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Jersey City, NJ

Current

March 20, 2023 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: 7965 North High Street, Suite 150, Columbus, OH 43235

RIA

CRD#: 2882

Columbus, OH

Past

November 21, 2022 - April 20, 2023

FIN2

CRD#: 316863

NEW YORK, NY

Past

August 15, 2022 - March 13, 2023

ONE GROWTH SECURITIES LLC

CRD#: 310890

WILMINGTON, DE

Past

March 16, 2022 - September 23, 2022

CULTIVATE CAPITAL GROUP, LLC

CRD#: 300634

BRIDGEWATER, NJ

Past

January 20, 2022 - December 31, 2022

FTX CAPITAL MARKETS LLC

CRD#: 158816

New York, NY

Past

November 3, 2021 - December 31, 2022

XTON FINANCIAL LLC

CRD#: 132847

NEW YORK, NY

Past

September 27, 2021 - June 14, 2022

MYWALLST ADVISORY LLC

RIA

CRD#: 311970

New York, NY

Past

April 30, 2021 - September 21, 2021

LIQUIDLY IAS, LLC

CRD#: 299963

NEW YORK, NY

Past

February 5, 2019 - July 6, 2020

VOLEO USA, INC

CRD#: 273027

VANCOUVER, BRITISH COLUMBIA,

Past

January 29, 2018 - September 21, 2018

SETTER CAPITAL INC.

CRD#: 141652

TORONTO, ONTARIO,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(9/6/2024)

IAR

New Jersey
(9/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 9/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 11/29/2019

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/8/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

+1 (800) 356-2906

Established

Minnesota since 04/26/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)

PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA HOLDINGS INC.	100% SHAREHOLDER
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
DEPRATTI, JOHN J	VP, OPERATIONS PRINCIPAL	2927917
PAASCH, STEPHAN ANTHONY	CHIEF COMPLIANCE OFFICER	2968516
REILLY, JONATHAN FRANCIS	PRESIDENT	2039032

Regulatory assets under management

Total Number of Accounts	11,854
AUM (Assets Under Management)	$ 2,744,735,129

Disclosures

Regulatory Event	36
Arbitration	9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chitman S. Uppal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chitman Singh Uppal's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Chitman Singh Uppal's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

FIN2

ONE GROWTH SECURITIES LLC

CULTIVATE CAPITAL GROUP, LLC

FTX CAPITAL MARKETS LLC

XTON FINANCIAL LLC

MYWALLST ADVISORY LLC

LIQUIDLY IAS, LLC

VOLEO USA, INC

SETTER CAPITAL INC.

Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2020

Series 99TO

Date: 1/2/2023

SIE

Date: 9/21/2018

Series 7

Date: 1/27/2018

Series 27

Date: 11/29/2019

Series 24

Date: 6/8/2019

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VOYA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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