Rolando Intia

Chicago, IL 60634

CRD#: 6899056

Some features on this profile are disabled

Professional summary

Rolando Intia, who also goes by Rolando Ramirez Intia Jr, Roland Intia, was a registered financial advisor .

Rolando is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Rolando had worked at 4 firms and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rolando Ramirez Intia Jr | Roland Intia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2026 - Present

Office #1: 6859 W Addison St Suite 1, Chicago, IL 60634

Chicago, IL

Past

June 30, 2023 - September 2, 2025

LAKESHORE CAPITAL GROUP, INC.

RIA

CRD#: 325609

ROLLING MEADOWS, IL

Past

October 25, 2021 - July 10, 2023

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Rolling Meadows, IL

Past

January 8, 2018 - December 31, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

OAKBROOK TERRACE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/25/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/28/2017

Uniform Investment Adviser Law Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

CHICAGO, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

CHICAGO, IL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rolando Intia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LAKESHORE CAPITAL GROUP, INC.

J. W. COLE ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/25/2019

Series 65

Date: 8/28/2017

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Similar Advisors