Charles A. Massiatte
Professional summary
Charles Anthony Massiatte, who also goes by Charles Massiatte, is a registered financial advisor currently at MARTIN CAPITAL ADVISORS, LLP located in San Antonio, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Charles has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Anthony Massiatte's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2021 - Present
MARTIN CAPITAL ADVISORS, LLP
February 8, 2019 - March 25, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 2019 - March 25, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MARTIN CAPITAL ADVISORS, LLP
CRD#: 108529 / SEC#: 801-121876
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2021)
Exams
Series 7TO
Date: 1/7/2019
General Securities Representative ExaminationCurrent Firm
MARTIN CAPITAL ADVISORS, LLP
CRD#: 108529 / SEC#: 801-121876
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 166,554,973 |
Red Flags
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