Lara L. Clarke
Professional summary
Lara Lundstrom Clarke, who also goes by Lara L Clarke, Lara Danielle Lundstrom, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in Los Angeles, California.
Lara is registered as a RR (Registered Representative) and started their career in finance in 2018. Lara has worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lara Lundstrom Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2022 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 10100 Santa Monica Blvd Suite 600, Los Angeles, CA 90067March 8, 2018 - October 18, 2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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