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Daniel Joseph Eschman

CRD# 6898494·Registered 2018 - 2023
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Joseph Eschman was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2018 - 2023. Daniel had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

AUXAN CAPITAL ADVISORS, LLC·CRD# 133061
RIA
Geneva, OH
January 22, 2018 - February 23, 2023

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Current Firm

AC
AUXAN CAPITAL ADVISORS, LLC

AUXAN CAPITAL ADVISORS LLC | BLAICOL CAPITAL MANAGEMENT, LLC | AUXAN CAPITAL ADVISORS, LLC

CRD#: 133061
Arkansas
Registered Investment Advisory firm - Arkansas (6/29/2017 Approved)
Kansas
Registered Investment Advisory firm - Kansas (9/1/2022 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (5/16/2022 Approved)
Missouri
Registered Investment Advisory firm - Missouri (10/12/2004 Approved)
Ohio
Registered Investment Advisory firm - Ohio (6/1/2021 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (11/27/2023 Approved)
Texas
Registered Investment Advisory firm - Texas (7/14/2011 Approved)

Contact Information

Main Address

2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807

Phone Number

(417) 268-9650

# of Employees

8

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

887

AUM (Assets Under Management)

$89,638,927

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

O'Reilly Auto Parts Not investment related 233 S Patterson Springfield, MO 65802 Auto Parts Data Analyst Start Date: 4/22/2019 Hours per month: 160 During trading hours: 130 Duties: Compile data, analyze data

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2018About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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