JR
Jacqueline M. Ramler
RAYMOND JAMES (USA) LTD.
Barrie, Ontario, L4M 3B5
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CRD#: 6898346
JR
Professional summary
Jacqueline Miriam Ramler, who also goes by Jacqueline Miriam Gould, Jacqueline Miriam Gould-gentry, Jacqueline Miriam Gould-ramler, is a registered financial advisor currently at RAYMOND JAMES (USA) LTD. .
Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jacqueline has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacqueline Miriam Gould | Jacqueline Miriam Gould-Gentry | Jacqueline Miriam Gould-Ramler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. Jackie Ramler IS LOCATED AT 55 Cedar Pointe Dr. Unit 606, Barrie ON AND HAS BEEN EMPLOYED SINCE November 24, 2006. SHE IS A FULL TIME AGENT AND HER TITLE WITH RJL IS "FINANCIAL ADVISOR". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES and PORTFOLIO MANAGEMENT SERVICES. (2) RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. Jackie Ramler IS LOCATED as noted above AND HAS BEEN LICENSED WITH RJFP SINCE November 24, 2006. SHE IS A FULL-TIME AGENT. SHE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. 3)Executive Wealth Advisors Inc. is not investment-related and is located as noted above Hold a corporate life insurance license for the purpose of insurance sales and my position/title is Owner. The start date of the business was November 12, 2014. I devote 6 hours per month to this other business during business and trading hours. My duties are as owner. 4) Living Green Barrie is not investment-related and is located at 450 110 Dunlop St. W Barrie ON. Charitable organization that promotes and educates community on environmental issues and my position/title is Chairperson. The start date of the business was November 30, 2015. I devote 3 hours a month to this other business not during business and trading hours. My duties are develop strategic plan and review budget. 5) BJC Ram Holdings Inc. is not investment-related and is located at 186 Bayfield St., Barrie Ontario, L4M 3B5. BJC Ram Holdings is a holding company for a commercial property (new office) and I am the owner. The start date of this business was November 28, 2019. I don't devote any time to this other business during business and trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Miriam Ramler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2022 - Present
RAYMOND JAMES (USA) LTD.
Office #1: 186 Bayfield Street, Barrie, Ontario, L4M 3B5RIA
BD
CRD#: 25853
Barrie, Ontario,
Past
March 20, 2018 - September 8, 2020
RAYMOND JAMES (USA) LTD.
RIA
CRD#: 25853
Barrie, Ontario,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/13/2022)
Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
175
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 4,869 |
| AUM (Assets Under Management) | $ 1,991,381,912 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES (USA) LTD.
CRD#: 25853Barrie, Ontario, L4M 3B5TRUST BUT VERIFY
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