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AK

Augustus J. Konz

OVERLAND PARK, KS 66085
Some features on this profile are disabled
CRD#: 6898108
AK
Augustus Joseph Konz

Professional summary

Augustus Joseph Konz, who also goes by Augustus Konz, Gus Konz, was a registered financial advisor .

Augustus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Augustus had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Augustus Konz | Gus Konz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2026 - Present

Office #1: 7420 W. 162nd Terrace, Overland Park, KS 66085
OVERLAND PARK, KS
Past

April 16, 2018 - April 22, 2026

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
HAYS, KS
Past

March 1, 2018 - April 22, 2026

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HAYS, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(7/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/12/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2018
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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