Maria Goretti Garcia

NEW ERA ADVISORY

Orlando, FL 32822

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CRD#: 6897990

Professional summary

Maria Goretti Garcia, who also goes by Goretti Garcia, Maria G Garcia, Maria Goretti Garcia, Maria Goretti Garcia Rodriguez, is a registered financial advisor currently at NEW ERA ADVISORY located in Orlando, Florida.

Maria Goretti is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Maria Goretti has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Goretti Garcia | Maria G Garcia | Maria Goretti Garcia | Maria Goretti Garcia Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NEW ERA ADVISORY, LLC; YES INVESTMENT RELATED; 9671 FENROSE TERRACE ORLANDO, FL 32827; INSURANCE SALES; FINANCIAL ADVISOR; START DATE 03/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Goretti Garcia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2022 - Present

NEW ERA ADVISORY

Office #1: 5950 Hazeltine National Drive, Suite 615, Orlando, FL 32822

RIA

CRD#: 319711

Orlando, FL

Past

April 16, 2021 - October 27, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

ORLANDO, FL

Past

March 16, 2018 - January 27, 2021

PETROS ADVISORY SERVICES, LLC

RIA

CRD#: 284903

Winter Park, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2017

Uniform Investment Adviser Law Examination

Current Firm

NEW ERA ADVISORY

NEW ERA ADVISORY | NEW ERA ADVISORY, LLC

CRD#: 319711 / SEC#:

Florida

Registered Investment Advisory firm - (10/28/2022 Approved)

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Contact information

Main Address

5950 Hazeltine National Drive, Suite 615, Orlando, FL 32822

Mailing Address

Phone number

(407) 440-4306

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 14,906,329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maria Goretti Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Goretti Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ERA ADVISORY

AE WEALTH MANAGEMENT, LLC

PETROS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2017

Current Firm

NEW ERA ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW ERA ADVISORY

TRUST BUT VERIFY

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