Brennan S. Fridley

SOLID ROCK CAPITAL MANAGEMENT

Dallas, TX

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CRD#: 6897872

Professional summary

Brennan Scott Fridley, who also goes by Brennan S Fridley, is a registered financial advisor currently at SOLID ROCK CAPITAL MANAGEMENT located in Dallas, Texas.

Brennan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brennan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brennan S Fridley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lead Financial Analyst at AT&T, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brennan Scott Fridley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2021 - Present

SOLID ROCK CAPITAL MANAGEMENT

RIA

CRD#: 316097

Dallas, TX

Past

January 23, 2018 - July 11, 2019

RED SEVEN

RIA

CRD#: 168542

ESCONDIDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2017

Uniform Investment Adviser Law Examination

Current Firm

SOLID ROCK CAPITAL MANAGEMENT

SOLID ROCK CAPITAL MANAGEMENT | SOLID ROCK CAPITAL MANAGEMENT, LLC

CRD#: 316097 / SEC#:

Texas

Registered Investment Advisory firm - (10/14/2021 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(208) 949-7926

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brennan S. Fridley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brennan Scott Fridley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLID ROCK CAPITAL MANAGEMENT

RED SEVEN

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2017

Current Firm

SOLID ROCK CAPITAL MANAGEMENT

Contact information

Documents

Red Flags

Company Information

SOLID ROCK CAPITAL MANAGEMENT

TRUST BUT VERIFY

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