JZ
John A. Zeidler
WALL STREET FINANCIAL GROUP
Carlinville, IL 62626
Some features on this profile are disabled
CRD#: 6897444
JZ
Professional summary
John Austin Zeidler, CFP® is a registered financial advisor currently at WALL STREET FINANCIAL GROUP, INC. located in Carlinville, Illinois.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business name: Insurance sales; Investment related: no; Address: same as adviser; Nature of other business: Life, Health, Critical Illness, Disability and Long-term Care Insurance sales; Position, title or relationship: Licensed insurance agent; Start date: March 2018; Hours per month: Varies; Hours per month devoted to business during securities trading hours: Varies; Duties: Life, Health, Critical Illness, Disability and Long-term Care Insurance sales 2) Business name: Carl and John Zeidler LLC; Investment related: no; Address: same as adviser; Nature of other business: owner of real estate; Position or title: partner, co-owner; Start date: April 2021 ; Hours per month: Approximately five hours a month is spent on this business.
CRS (Client Relationship Summary) - RIA
Click below to view John Austin Zeidler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 15, 2018 - Present
WALL STREET FINANCIAL GROUP, INC.
Office #1: 1 Wall St, Carlinville, IL 62626RIA
CRD#: 289051
Carlinville, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WALL STREET FINANCIAL GROUP, INC.
WALL STREET FINANCIAL GROUP, INC.
CRD#: 289051 / SEC#: 801-130574
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Illinois
Registered Investment Advisory firm - (7/2/2024 Terminated)Missouri
Registered Investment Advisory firm - (7/2/2024 Terminated)Tennessee
Registered Investment Advisory firm - (7/3/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/15/2018)
IAR
Missouri(1/15/2018)
Current Firm
WS
WALL STREET FINANCIAL GROUP, INC.
WALL STREET FINANCIAL GROUP, INC.
CRD#: 289051 / SEC#: 801-130574
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Illinois
Registered Investment Advisory firm - (7/2/2024 Terminated)Missouri
Registered Investment Advisory firm - (7/2/2024 Terminated)Tennessee
Registered Investment Advisory firm - (7/3/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Wall St, Carlinville, IL 62626
Mailing Address
Po Box 706, Carlinville, IL 62626
Phone number
(800) 303-9255
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 133,114,659 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
