Matthew G. Castine
J. W. COLE ADVISORS
PITTSFORD, NY 14534
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CRD#: 6897318
Professional summary
Matthew Gary Castine, CFP® is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Pittsford, New York and J.W. COLE FINANCIAL, INC. located in Pittsford, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ENCOMPASS ADVISORS, INC. - DBA; INVESTMENT RELATED; 10 OFFICE PARK WAY, STE 300, PITTSFORD, NY 14534; Tax preparation and bookkeeping and Financial Advisor; I prepare and file Federal and State Tax returns for our clients. I have a registered PTIN and EFIN with the IRS as well as registered with NYS. Selling insurance products such as Life Insurance (7/17/24); Start 02/01/2019; 20 HR/MO DURING FEBTHROUGH APRIL, ALL OTHER MONTH 0-1 HOURS, HELP PREPARE TAXES AND SET UP APPOINTMENTS
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Gary Castine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
September 13, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 10 Office Park Way Ste 300, Pittsford, NY 14534RIA
CRD#: 112294
PITTSFORD, NY
Current
September 13, 2019 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 10 Office Park Way Suite 300, Pittsford, NY 14534BD
CRD#: 124583
Pittsford, NY
Past
July 9, 2018 - September 20, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Pittsford, NY
Past
April 11, 2018 - September 20, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Pittsford, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2023)
RR
California(9/13/2019)
RR
Connecticut(1/3/2023)
RR
Florida(1/3/2023)
RR
Indiana(1/3/2023)
RR
Kentucky(1/3/2023)
RR
New York(9/13/2019)
IAR
New York(3/29/2021)
RR
North Carolina(1/3/2023)
RR
Ohio(1/3/2023)
RR
Oregon(2/21/2023)
RR
Pennsylvania(1/3/2023)
RR
South Carolina(1/15/2025)
RR
Tennessee(1/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Pittsford, NY 14534TRUST BUT VERIFY
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