Alberto Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Hernandez, who also goes by Hernandez Alberto, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 2019. Alberto had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2021 - July 29, 2021
BANORTE SECURITIES INTERNATIONAL, LTD.
June 9, 2021 - July 29, 2021
BANORTE ASSET MANAGEMENT, INC.
September 17, 2019 - June 11, 2021
GFS ADVISORS LLC
May 20, 2019 - June 11, 2021
GLOBAL FINANCIAL SERVICES, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/18/2019
General Securities Representative ExaminationCurrent Firm
BANORTE SECURITIES INTERNATIONAL, LTD.
CRD#: 30648 / SEC#: , 8-45056
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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