AZ
Adam Zingg
THE BALANCE OF TRADE
Scottsdale, AZ
Some features on this profile are disabled
CRD#: 6896968
AZ
Professional summary
Adam Zingg is a registered financial advisor currently at THE BALANCE OF TRADE located in Scottsdale, Arizona.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Adam has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I co-own a business with my wife, that focuses on online educational content that will be marketed to homeschoolers, worldschoolers, gap-year students.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Zingg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2023 - Present
THE BALANCE OF TRADE
RIA
CRD#: 291982
Scottsdale, AZ
Past
April 3, 2018 - December 23, 2021
THE BALANCE OF TRADE
RIA
CRD#: 291982
Scottsdale, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/22/2023)
Exams
Current Firm
TB
THE BALANCE OF TRADE
THE BALANCE OF TRADE | THE BALANCE OF TRADE, LLC
CRD#: 291982 / SEC#:
Arizona
Registered Investment Advisory firm - (3/22/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Scottsdale, AZ
Mailing Address
Phone number
+1 (480) 431-6555
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
