ET
Edward J. Turrisi
KEY INVESTMENT SERVICES LLC
South Portland, ME 04106
Some features on this profile are disabled
CRD#: 6896726
ET
Professional summary
Edward J Turrisi, who also goes by Edward Turrisi, Ej Turrisi, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in South Portland, Maine.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Edward has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Turrisi | Ej Turrisi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MAINE MALL EYE CARE; POSITION: Consultant NATURE: To provide optometric and related healthcare services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2023; ADDRESS: 9 Smith Lane, Lyman ME 04002, United States; DESCRIPTION: Consult on optometric practice processes, financial management and operations; 2) TURRISI FARMS LLC; POSITION: Owner & Manager NATURE: Real estate investments, rental management, property management and other related activities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2020; ADDRESS: 9 Smith Lane, Lyman ME 04002, United States; DESCRIPTION: Owner and manager.
CRS (Client Relationship Summary) - RIA
Click below to view Edward J Turrisi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward J Turrisi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 445 Gorham Road, South Portland, ME 04106RIA
BD
CRD#: 136300
South Portland, ME
Current
November 7, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 445 Gorham Road, South Portland, ME 04106RIA
BD
CRD#: 136300
South Portland, ME
Past
September 18, 2019 - November 2, 2023
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
GREENVILLE, NC
Past
September 18, 2019 - November 2, 2023
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
GREENVILLE, NC
Past
December 17, 2018 - September 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREENVILLE, NC
Past
December 17, 2018 - September 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GREENVILLE, NC
Past
June 18, 2018 - August 27, 2018
EDWARD JONES
RIA
CRD#: 250
Winterville, NC
Past
June 18, 2018 - August 27, 2018
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
February 21, 2018 - June 18, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SPRINGFIELD, MA
Past
February 6, 2018 - June 18, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/5/2024)
RR
Florida(11/7/2023)
RR
Georgia(11/7/2023)
RR
Maine(11/9/2023)
IAR
Maine(11/9/2023)
RR
Massachusetts(11/7/2023)
RR
Michigan(11/7/2023)
RR
New Hampshire(11/7/2023)
RR
New York(11/7/2023)
RR
North Carolina(11/7/2023)
RR
Rhode Island(11/7/2023)
RR
South Carolina(11/7/2023)
RR
Vermont(1/28/2025)
RR
Virginia(11/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEY INVESTMENT SERVICES LLC
CRD#: 136300South Portland, ME 04106TRUST BUT VERIFY
Monitor Edward Turrisi
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
