JM
James R. Merdian
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP
Kansas City, MO 64111-7709
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CRD#: 6896101
JM
Professional summary
James Richard Merdian, who also goes by Jimmy Richard Merdian, is a registered financial advisor currently at AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. located in Kansas City, Missouri and AMERICAN CENTURY INVESTMENT SERVICES INC. located in Kansas City, Missouri.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. James has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jimmy Richard Merdian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Richard Merdian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2020 - Present
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
Office #1: 4400 Main Street, Kansas City, MO 64111-7709RIA
CRD#: 290043
Kansas City, MO
Current
October 12, 2018 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 4400 Main Street, Kansas City, MO 64111BD
CRD#: 17437
Kansas City, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
Registered Investment Advisory firm - (10/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2018)
RR
Alaska(10/24/2018)
RR
Arizona(10/24/2018)
RR
Arkansas(10/24/2018)
RR
California(10/24/2018)
RR
Colorado(10/24/2018)
RR
Connecticut(10/24/2018)
RR
Delaware(10/24/2018)
RR
District of Columbia(10/24/2018)
RR
Florida(10/24/2018)
RR
Georgia(10/24/2018)
RR
Hawaii(10/24/2018)
RR
Idaho(10/24/2018)
RR
Illinois(10/24/2018)
RR
Indiana(10/24/2018)
RR
Iowa(10/24/2018)
RR
Kansas(10/24/2018)
IAR
Kansas(2/27/2024)
RR
Kentucky(10/24/2018)
RR
Louisiana(10/24/2018)
RR
Maine(10/24/2018)
RR
Maryland(10/24/2018)
RR
Massachusetts(10/24/2018)
RR
Michigan(10/24/2018)
RR
Minnesota(10/24/2018)
RR
Mississippi(10/24/2018)
RR
Missouri(10/22/2018)
IAR
Missouri(9/14/2020)
RR
Montana(10/24/2018)
RR
Nebraska(10/24/2018)
RR
Nevada(10/24/2018)
RR
New Hampshire(10/24/2018)
RR
New Jersey(10/24/2018)
RR
New Mexico(10/24/2018)
RR
New York(10/24/2018)
RR
North Carolina(10/24/2018)
RR
North Dakota(10/24/2018)
RR
Ohio(10/24/2018)
RR
Oklahoma(10/24/2018)
RR
Oregon(10/24/2018)
RR
Pennsylvania(10/24/2018)
RR
Rhode Island(10/24/2018)
RR
South Carolina(10/24/2018)
RR
South Dakota(10/24/2018)
RR
Tennessee(10/24/2018)
RR
Texas(10/24/2018)
IAR
Texas(9/14/2020)
RR
Utah(10/24/2018)
RR
Vermont(10/24/2018)
RR
Virginia(10/24/2018)
RR
Washington(10/24/2018)
RR
West Virginia(10/24/2018)
RR
Wisconsin(10/24/2018)
RR
Wyoming(10/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
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Contact information
Main Address
4400 Main Street, Kansas City, MO 64111-7709
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(816) 531-5575
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 1,987,005,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
