Christopher L. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Lee Jackson, who also goes by Chris Jackson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2018. Christopher had worked at 4 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2021 - June 8, 2022
AE WEALTH MANAGEMENT, LLC
January 20, 2020 - July 20, 2021
PRUCO SECURITIES, LLC.
January 15, 2020 - July 20, 2021
PRUCO SECURITIES, LLC.
April 20, 2018 - January 30, 2020
HAMSHER WEALTH MANAGEMENT, LLC
January 3, 2018 - April 12, 2018
GRADIENT ADVISORS, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/18/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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