Judd B. Cryer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judd Brandon Cryer, who also goes by Judd B Cryer, Judd Cryer, was a registered financial professional .
Judd is a previously registered financial professional and started their career in finance in 2018. Judd had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2024 - November 13, 2024
NORTHVIEW ADVISORS LLC
July 9, 2019 - January 10, 2024
COMMERCE STREET INVESTMENT MANAGEMENT
March 21, 2019 - January 10, 2024
COMMERCE STREET CAPITAL, LLC
June 18, 2018 - February 15, 2019
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/3/2019
General Securities Representative ExaminationCurrent Firm
NORTHVIEW ADVISORS LLC
CRD#: 323786 / SEC#: , 8-71005
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
