Hart A. Williams

CLOUD CAPITAL

Seattle, WA 98104

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CRD#: 6895310

Professional summary

Hart Arthur Williams, who also goes by Hart Williams, is a registered financial advisor currently at CLOUD CAPITAL located in Seattle, Washington.

Hart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Hart has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hart Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hart Arthur Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2022 - Present

CLOUD CAPITAL

Office #1: 450 Alaskan Way S Suite 200, Seattle, WA 98104

RIA

CRD#: 317325

Seattle, WA

Past

July 2, 2019 - February 1, 2022

BESSEMER INVESTOR SERVICES, INC.

CRD#: 17442

SEATTLE, WA

Past

February 23, 2018 - June 5, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLOUD CAPITAL

CLOUD CAPITAL | CLOUD CAPITAL, LLC | CLOUD CAPITAL MANAGEMENT, LLC

CRD#: 317325 / SEC#: 801-128329

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

Washington

Registered Investment Advisory firm - (9/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/5/2025)

IAR

Washington
(1/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/22/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/2018

General Securities Representative Examination

Current Firm

CLOUD CAPITAL

CLOUD CAPITAL | CLOUD CAPITAL, LLC | CLOUD CAPITAL MANAGEMENT, LLC

CRD#: 317325 / SEC#: 801-128329

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

Washington

Registered Investment Advisory firm - (9/28/2023 Terminated)

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Contact information

Main Address

450 Alaskan Way S Suite 200, Seattle, WA 98104

Mailing Address

Phone number

(800) 795-4303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/22/2025)

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 189,895,038

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hart A. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hart Arthur Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

BESSEMER INVESTOR SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

CLOUD CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2021

Series 63

Date: 3/23/2018

Series 7TO

Date: 4/22/2024

SIE

Date: 10/1/2018

Series 7

Date: 2/23/2018

Current Firm

CLOUD CAPITAL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLOUD CAPITAL

TRUST BUT VERIFY

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