Kevin D. Kleinman

BLUE HAVEN CAPITAL

Geneva, IL 60134

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CRD#: 6895179

Professional summary

Kevin Douglas Kleinman, who also goes by Kevin Kleinman, is a registered financial advisor currently at BLUE HAVEN CAPITAL, LLC located in Geneva, Illinois.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kevin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Kleinman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Shoot90, a basketball skills training company. The company is not investment related. It is a home based business conducted on the basketball courts at local churches, schools, and Park Districts. I own the company, which I started in 2016. I devote approximately 3 hours a month to this, during non business hours. My duties are teaching basketball skills to local kids.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Douglas Kleinman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2018 - Present

BLUE HAVEN CAPITAL, LLC

Office #1: 312 West State Street Suite 112, Geneva, IL 60134

RIA

CRD#: 141738

Geneva, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/7/2023)

IAR

Illinois
(1/9/2018)

IAR

New Jersey
(8/3/2021)

IAR

New York
(7/31/2021)

IAR

Texas
(6/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2017

Uniform Investment Adviser Law Examination

Current Firm

BLUE HAVEN CAPITAL, LLC

BLUE HAVEN CAPITAL, LLC | BUILDBHC

CRD#: 141738 / SEC#:

Florida

Registered Investment Advisory firm - (9/21/2022 Approved)

Illinois

Registered Investment Advisory firm - (10/18/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/3/2021 Approved)

New York

Registered Investment Advisory firm - (7/1/2021 Approved)

Texas

Registered Investment Advisory firm - (6/8/2021 Approved)

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Contact information

Main Address

312 West State Street Suite 112, Geneva, IL 60134

Mailing Address

Phone number

(630) 588-3800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 96,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin D. Kleinman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Douglas Kleinman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE HAVEN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2017

Current Firm

BLUE HAVEN CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE HAVEN CAPITAL, LLC

TRUST BUT VERIFY

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