Sneh Raghu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sneh Raghu was a registered financial professional .
Sneh is a previously registered financial professional and started their career in finance in 2018. Sneh had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2024 - July 22, 2025
CAIS CAPITAL LLC
May 24, 2023 - February 28, 2024
JEFFERIES INVESTMENT ADVISERS LLC
July 8, 2021 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
July 8, 2021 - January 2, 2024
JEFFERIES LLC
March 11, 2021 - May 19, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 2021 - May 19, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 2020 - March 10, 2021
LPL FINANCIAL LLC
December 17, 2020 - March 10, 2021
LPL FINANCIAL LLC
July 23, 2018 - December 9, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2018 - December 9, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAIS CAPITAL LLC
CRD#: 154512 / SEC#: , 8-68646
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | |
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
