ST
Stephen M. Tanner
PANORAMIC INVESTMENT ADVISORS
Glendale, CO 80246
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CRD#: 6894042
ST
Professional summary
Stephen Michael Tanner is a registered financial advisor currently at PANORAMIC INVESTMENT ADVISORS located in Glendale, Colorado.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. President/Employee of SM Tanner Inc, 100% Shareholder, which provides tax preparation services. It is anticipated that 80% of his time, will be spent providing these services for which he may receive normal and customary compensation for this outside business activity. 4800 Wadsworth #302 Wheat Ridge, CO 80033 2. PERSONAL REP ON WILMA HALE ESTATE. START DATE: 10/2022. WHEAT RIDGE, CO. 50 HOURS/MONTH 50 HOURS DURING SECURITIES TRADING HOURS/MONTH. 3. 66th Circle LLC. Not Investment Related. Wheat Ridge, CO. Own and manage residential rental unit. Owner. Start Date: January 2024. 8 hrs/mnth outside securities trading hours. 0 hrs/mnth during securities trading hours. 2 person LLC in which Mr. Tanner serves as 97.5% owner. 4. Xenon St. LLC. Not investment related. Wheat Ridge, Co. Own and Manage residential rental unit. Owner. Start Date: 2017. 8 hrs/mnth outside securities trading hours. 0 hrs/mnth during securities trading hours. Single Member LLC to manage rental units.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Tanner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2017 - Present
PANORAMIC INVESTMENT ADVISORS
Office #1: 650 South Cherry Street, Suite 840, Glendale, CO 80246RIA
CRD#: 290770
Glendale, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PANORAMIC INVESTMENT ADVISORS
AVALON RETIREMENT, INC. | PANORAMIC INVESTMENT ADVISORS, LLC | PANORAMIC INVESTMENT ADVISORS | INSIGHT ASSET MANAGEMENT | HAFNER AND ASSOCIATES, LLC | FINANCIAL PARTNERS, LLC
CRD#: 290770 / SEC#: 801-112146
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(12/20/2017)
Current Firm
PI
PANORAMIC INVESTMENT ADVISORS
AVALON RETIREMENT, INC. | PANORAMIC INVESTMENT ADVISORS, LLC | PANORAMIC INVESTMENT ADVISORS | INSIGHT ASSET MANAGEMENT | HAFNER AND ASSOCIATES, LLC | FINANCIAL PARTNERS, LLC
CRD#: 290770 / SEC#: 801-112146
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
650 South Cherry Street, Suite 840, Glendale, CO 80246
Mailing Address
Phone number
(303) 691-1808
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 292,521,348 |
Red Flags
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