Brian W. Brummett

ALDEBARAN FINANCIAL

Kingsport, TN 37663

Some features on this profile are disabled

CRD#: 6893763

Professional summary

Brian William Brummett is a registered financial advisor currently at ALDEBARAN FINANCIAL INC located in Kingsport, Tennessee.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Brummett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

ALDEBARAN FINANCIAL INC

Office #1: 200 Colonial Heights Road, Kingsport, TN 37663

RIA

CRD#: 105741

Kingsport, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEBARAN FINANCIAL INC

AFI - ALDEBARAN FINANCIAL INSIGHTS | ALDEBARAN FINANCIAL INC

CRD#: 105741 / SEC#: 801-31093

RIA

Registered Investment Advisory firm - (12/4/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/26/2018)

IAR

North Carolina
(1/16/2025)

IAR

South Carolina
(1/21/2025)

IAR

Tennessee
(1/12/2018)

IAR

Virginia
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2017

Uniform Investment Adviser Law Examination

Current Firm

ALDEBARAN FINANCIAL INC

AFI - ALDEBARAN FINANCIAL INSIGHTS | ALDEBARAN FINANCIAL INC

CRD#: 105741 / SEC#: 801-31093

RIA

Registered Investment Advisory firm - (12/4/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 Colonial Heights Road, Kingsport, TN 37663

Mailing Address

Phone number

(423) 239-7535

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALDEBARAN ADV PART 2A & 2B MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 198,140,515

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/19/2025	Cover Page	Report
02/03/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Russell Thornton

WEALTHCARE CAPITAL MANAGEMENT LLC

IAR

ATLANTA, GA

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

Hazel Secco

IAR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian W. Brummett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Brummett's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDEBARAN FINANCIAL INC

Primary Firm SEC Registration

ALDEBARAN FINANCIAL INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2017

Current Firm

ALDEBARAN FINANCIAL INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALDEBARAN FINANCIAL INC

TRUST BUT VERIFY

Similar Advisors