Luke F. Brignola
Professional summary
Luke Francis Brignola, who also goes by Luke Francis Brignola, is a registered financial advisor currently at OSAIC WEALTH, INC. located in St. Petersburg, Florida.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Luke has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Luke Francis Brignola's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Luke Francis Brignola's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 5700 1st Ave North, St. Petersburg, FL 33710June 5, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 5700 1st Ave North, St. Petersburg, FL 33710December 24, 2025 - May 21, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 23, 2025 - May 21, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 11, 2022 - October 8, 2025
BANKERS LIFE ADVISORY SERVICES, INC.
May 13, 2019 - October 8, 2025
BANKERS LIFE SECURITIES, INC.
March 2, 2018 - September 11, 2018
BANKERS LIFE SECURITIES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2026)
(6/8/2026)
(6/5/2026)
(6/5/2026)
(6/5/2026)
(6/5/2026)
(6/5/2026)
(6/8/2026)
(6/5/2026)
(6/5/2026)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.