Vivek N. Verma

AQS MANAGEMENT

New York, NY 10022

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CRD#: 6893185

Professional summary

Vivek Nmn Verma, who also goes by VIc Verma, is a registered financial advisor currently at AQS MANAGEMENT, LLC located in New York, New York.

Vivek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Vivek has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vic Verma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Alpha Partners LLC New York, NY 10/2014 to Present SOLE OWNER OF A HOLDING COMPANY USED TO FACILIATE OPERATIONS AND EXPENSES ASSOCIATED WITH MODEL DEVELOPMENT AND RESEARCH (MAY INCLUDE EXPENSES ASSOCIATED WITH SOFTWARE, TRAVEL, RESEARCH REPORTS, AND SIGNALS). APPROX 6-10 HOURS PER MONTH ARE SPENT ON THIS ACTIVITY. AMERICAN ALPHA PARTNERS LLC DOES NOT PROVIDE INVESTMENT ADVICE OR RECEIVE COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivek Nmn Verma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2022 - Present

AQS MANAGEMENT, LLC

Office #1: 444 Madison Avenue 29th Floor, New York, NY 10022Office #2: 299 Prospect Place Suite 3r, Brooklyn, NY 11238

RIA

CRD#: 317432

New York, NY

Past

May 11, 2021 - April 11, 2022

DOMANI ADVISORS

RIA

CRD#: 291796

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2017

Uniform Investment Adviser Law Examination

Current Firm

AQS MANAGEMENT, LLC

AQS MANAGEMENT STRATEGIES, LLC | AQS MANAGEMENT, LLC

CRD#: 317432 / SEC#: 801-123088

RIA

Registered Investment Advisory firm - (7/6/2022 Terminated)

New York

Registered Investment Advisory firm - (7/6/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

299 Prospect Place Suite 3r, Brooklyn, NY 11238

Mailing Address

Phone number

(412) 901-7503

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 22,510,427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vivek N. Verma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivek Nmn Verma's CRS (Customer Relationship Summary).

Certified licenses

Experience

AQS MANAGEMENT, LLC

DOMANI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2017

Current Firm

AQS MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AQS MANAGEMENT, LLC

TRUST BUT VERIFY

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