DM
Daniel R. Mccollum
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CRD#: 6893131
DM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Robert Mccollum was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2018. Daniel had worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of non-insurance and insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Favorite Healthcare Staffing Inc / 0421-Present / Inv Rltd: No / 7255 W. 98th Terrace, Bldng 5, Suite 150 Overland Park, Ks 66212 / Onsite-Logistics Rep/ Healthcare / Hrs Wrk Mnthly: 275/ Sec Trdg Hrs: 9 / Coordinate And Manage Assigned Healthcare Professionals On Assignment Krucial Staffing /0221-Present /Inv Rltd:No/7299 W 98th Terrace, Bldg 6 Suite 120 Overland Park, Ks 66212/Onsite Rep/Emergency Management / Hrs Work Monthly: 300 / Sec Trading Hrs: 9 / Providing Logistics Service - Event Coordination For Nurses In Support Of Covid Hotspot Mobilization. Destination Concepts, Inc./ Inv Rltd:No /2620 Financial Court, Suite 101, San Diego, Ca 92117/A Destination Management Company Providing Event Planning Services And Logistics For Corporate, Association, Student And Incentive Events Throughout Southern CA./Tour Guide/0810-prst/20/8/Logistics/Transportation, Airport Arrivals Amp; Departures, Activities, Meetings, Registration, Dine Arounds, Staff Management 360 Destination Group/ Inv Rltd:No /1 Venture, Suite 110, Irvine, Ca 92618/A Destination Management Company Providing Event Planning Services And Logistics For Corporate, Association, Student And Incentive Events Throughout Southern California./Tour Guide/10.2004/10/2/Logistics/Transportation, Airport Arrivals Amp; Departures, Activities, Meetings, Registration, Dine Arounds, Staff Management Allied Pra/ Inv Rltd:No /150 Paularino Ave, #155, Costa Mesa, Ca 92626/ Providing Event Planning Services And Logistics For Corporate, Association, Student And Incentive Events Throughout Southern California./Tour Guide/04.2003/5/2/Logistics/Transportation, Airport Arrivals Amp; Departures, Activities, Meetings, Registration, Dine Arounds, Staff Management Fun Is First Inc/ Inv Rltd:No 1000 North Coast Hwy, Laguna Beach, Ca 92651/A Destination Management Company Providing Event Planning Services And Logistics For Corporate, Association, Student And Incentive Events Throughout Southern California./Tour Guide/03.2011/1/0/Logistics/Transportation, Airport Arrivals Amp; Departures, Activities, Meetings, Registration, Dine Arounds, Staff Management Production Transport Of Florida/Investment Related - No/21250 Hawthorne Blvd, Ste 535, Torrance, Ca 90503/Provide Transportation And Shuttle Services For Conventions And Trade Shows Throughout The Usa./Shuttle Manager/06.2005/2/1/Manage Trade Show Shuttle Transportation And Airport Transfers. Hosts Southern California/Inv Rltd:No /Co Providing Event Planning Services And Logistics For Corporate, Association, Student And Incentive Events Throughout Southern CA./Guide Staff/07.2017/2/1/Logistics/Transportation, Airport Arrivals Amp; Departures, Activities, Meetings, Registration, Dine Arounds, Staff Management Daniel Mccollum /Inv Rltd:No/4540 Birchwood Ave, Seal Beach, Ca 90740/As A Self-Employed Sole Proprietor I Provide Event Planning Services And Logistics For Corporate, Association, Student And Incentive Events Throughout Southern California./Independent Contractor/04.1997/48/16/Logistics/Transportation, Airport Arrivals Amp; Departures, Activities, Meetings, Registration, Dine Arounds, Staff Management Hello CA Destination Management (The Event Team Inc)/ 052018-Present / Invst Rltd: No /2635 Camino Del Rio S., 3302, San Diego, Ca 92108 / Tour Guide / 10 Hrs. Work Monthly/ Sec Trading Hrs.: 1 / Logistics/Transportation, Airport Arrivals & Departures, Activities, Meetings, Registration, Dine Arounds, Team Building, Staff Management. Cathyjon Enterprises, Inc Dba Hb Staffing / Invst Rltd: No / 2120 Main St Suite 250, Huntington Beach Ca 92648 / Hours Per Month: 120 / Hours During Securities Trading Hours: 8 /Setup, Tear Down Voting Locations, Transfer Ballot Boxes, Help Voters On Election Day At A Specific Precinct
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 27, 2018 - August 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NEWPORT BEACH, CA
Past
March 9, 2018 - August 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
