Dominic F. Norko
Professional summary
Dominic Frank Norko, who also goes by Dominic F Norko, Dominic Norko, is a registered financial advisor currently at SIGMA INVESTMENT COUNSELORS located in Northville, Michigan.
Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Dominic has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dominic Frank Norko's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2024 - Present
SIGMA INVESTMENT COUNSELORS
Office #1: 186 E Main Street Suite 200, Northville, MI 48167March 23, 2019 - December 5, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
SIGMA INVESTMENT COUNSELORS
CRD#: 104754 / SEC#: 801-9529
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2024)
Exams
Series 7TO
Date: 9/17/2020
General Securities Representative ExaminationSeries 6TO
Date: 3/23/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SIGMA INVESTMENT COUNSELORS
CRD#: 104754 / SEC#: 801-9529
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,724 |
| AUM (Assets Under Management) | $ 1,947,427,221 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 10/23/2023 | ||
| 12/05/2022 |
Red Flags
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