TS
Taylor K. Sutterfield
DENTIST ADVISORS
SALT LAKE CITY, UT 84121
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CRD#: 6892490
TS
Professional summary
Taylor Kevin Sutterfield, CFP®, who also goes by Taylor Sutterfield, is a registered financial advisor currently at DENTIST ADVISORS located in Salt Lake City, Utah.
Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Taylor has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Taylor Sutterfield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Kevin Sutterfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 9, 2021 - Present
DENTIST ADVISORS
Office #1: 6440 S Wasatch Blvd. Suite 215, Salt Lake City, UT 84121RIA
CRD#: 149559
SALT LAKE CITY, UT
Past
October 12, 2018 - March 2, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PROVO, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DENTIST ADVISORS
AQUIRE ADVISORS | NAME 808 | DENTIST ADVISORS | AQUIRE WEALTH ADVISORS, LLC
CRD#: 149559 / SEC#: 801-114782
RIA
Registered Investment Advisory firm - (3/4/2019 Approved)Arizona
Registered Investment Advisory firm - (3/25/2019 Terminated)Colorado
Registered Investment Advisory firm - (4/4/2019 Terminated)Idaho
Registered Investment Advisory firm - (3/27/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2019 Terminated)Nevada
Registered Investment Advisory firm - (4/25/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/25/2019 Terminated)Utah
Registered Investment Advisory firm - (3/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/24/2023)
IAR
Utah(9/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DA
DENTIST ADVISORS
AQUIRE ADVISORS | NAME 808 | DENTIST ADVISORS | AQUIRE WEALTH ADVISORS, LLC
CRD#: 149559 / SEC#: 801-114782
RIA
Registered Investment Advisory firm - (3/4/2019 Approved)Arizona
Registered Investment Advisory firm - (3/25/2019 Terminated)Colorado
Registered Investment Advisory firm - (4/4/2019 Terminated)Idaho
Registered Investment Advisory firm - (3/27/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2019 Terminated)Nevada
Registered Investment Advisory firm - (4/25/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/25/2019 Terminated)Utah
Registered Investment Advisory firm - (3/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6440 S Wasatch Blvd. Suite 215, Salt Lake City, UT 84121
Mailing Address
Phone number
(801) 748-1243
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,722 |
| AUM (Assets Under Management) | $ 461,768,746 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
