Kenny Kan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenny Kan, who also goes by Kenny Waitem Kan, was a registered financial professional .
Kenny is a previously registered financial professional and started their career in finance in 2018. Kenny had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - August 27, 2020
SUMMIT FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL
CRD#: 281050 / SEC#: 801-120644
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 583 |
| AUM (Assets Under Management) | $ 255,026,324 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
