Andrew C. Ohara

ACORNS

San Pedro, CA

Some features on this profile are disabled

CRD#: 6891536

Professional summary

Andrew Casey Ohara is a registered financial advisor currently at ACORNS located in San Pedro, California and ACORNS SECURITIES, LLC located in Irvine, California.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Casey Ohara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2019 - Present

ACORNS

RIA

CRD#: 165926

San Pedro, CA

Current

January 7, 2019 - Present

ACORNS SECURITIES, LLC

Office #1: 5300 California Avenue, Irvine, CA 92617

CRD#: 168172

Irvine, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACORNS

ACORNS | ACORNS ADVISERS, LLC

CRD#: 165926 / SEC#: 801-78602

RIA

Registered Investment Advisory firm - (9/23/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/24/2021)

Alaska
(3/24/2021)

Arizona
(3/24/2021)

Arkansas
(3/24/2021)

California
(7/15/2019)

IAR

California
(7/15/2019)

Colorado
(3/24/2021)

Connecticut
(3/24/2021)

Delaware
(3/24/2021)

District of Columbia
(3/24/2021)

Florida
(3/24/2021)

Georgia
(3/24/2021)

Hawaii
(3/24/2021)

Idaho
(3/24/2021)

Illinois
(3/24/2021)

Indiana
(3/24/2021)

Iowa
(3/24/2021)

Kansas
(3/24/2021)

Kentucky
(3/24/2021)

Louisiana
(3/24/2021)

Maine
(3/24/2021)

Maryland
(3/24/2021)

Massachusetts
(3/24/2021)

Michigan
(3/24/2021)

Minnesota
(3/24/2021)

Mississippi
(3/24/2021)

Missouri
(3/24/2021)

Montana
(3/24/2021)

Nebraska
(3/24/2021)

Nevada
(3/24/2021)

New Hampshire
(3/24/2021)

New Jersey
(3/24/2021)

New Mexico
(3/24/2021)

New York
(3/24/2021)

North Carolina
(3/24/2021)

North Dakota
(3/24/2021)

Ohio
(3/25/2021)

Oklahoma
(3/24/2021)

Oregon
(3/24/2021)

Pennsylvania
(3/24/2021)

Puerto Rico
(3/24/2021)

Rhode Island
(3/24/2021)

South Carolina
(3/24/2021)

South Dakota
(3/24/2021)

Tennessee
(3/24/2021)

Texas
(3/24/2021)

Utah
(3/24/2021)

Vermont
(3/24/2021)

Virgin Islands
(3/24/2021)

Virginia
(3/24/2021)

Washington
(3/24/2021)

West Virginia
(3/24/2021)

Wisconsin
(3/24/2021)

Wyoming
(3/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/8/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2019

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACORNS

ACORNS | ACORNS ADVISERS, LLC

CRD#: 165926 / SEC#: 801-78602

RIA

Registered Investment Advisory firm - (9/23/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5300 California Avenue, Irvine, CA 92617

Mailing Address

Phone number

(855) 739-2859

Established

Firm type

Fiscal year end

# of Employees

305

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACORNS ADVISERS, LLC WRAP FEE PROGRAM BROCHURE, NOVEMBER 2025 (11/13/2025)

Regulatory assets under management

Total Number of Accounts	4,813,137
AUM (Assets Under Management)	$ 10,380,859,924

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
11/28/2023	Cover Page	Report
04/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew C. Ohara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Casey Ohara's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACORNS SECURITIES, LLC

Primary Firm SEC Registration

ACORNS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2019

SIE

Date: 1/8/2019

Series 7

Date: 1/7/2019

Series 24

Date: 3/16/2020

FINRA

Current Firm

ACORNS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ACORNS

TRUST BUT VERIFY

Similar Advisors