Nicholas Oldham
Professional Summary
Nicholas Oldham, who also goes by Nicholas Lee Oldham, Nicholas Oldham, Nick Oldham, is a registered financial advisor currently at WATERWAY WEALTH MANAGEMENT, L.L.C. located in The Woodlands, Texas. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 4 firms and has passed the Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicholas Lee Oldham, Nicholas Oldham, Nick Oldham
Similar Advisors
THE SUM
TIVERTON WEALTH
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE SUM
TIVERTON WEALTH
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE SUM
TIVERTON WEALTH
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE SUM
TIVERTON WEALTH
Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
THE SUM
TIVERTON WEALTH
Current Firm
WATERWAY WEALTH MANAGEMENT, L.L.C.
Contact Information
Main Address
21 Waterway Suite 500, The Woodlands, TX 77380Phone Number
(281) 363-0000# of Employees
11SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,073AUM (Assets Under Management)
$675,772,806Similar Advisors
THE SUM
TIVERTON WEALTH
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
THE SUM
TIVERTON WEALTH
Primary Firm SEC Registration
WATERWAY WEALTH MANAGEMENT, L.L.C.
State Registrations and Notice Filings
(10/7/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
THE SUM
TIVERTON WEALTH
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Oldham's CRS (Customer Relationship Summary).
Similar Advisors
THE SUM
TIVERTON WEALTH