AP
Amanda S. Pearson
WORLD EQUITY GROUP
Melbourne, FL 32940
Some features on this profile are disabled
CRD#: 6891214
AP
Professional summary
Amanda Starr Journey Pearson, who also goes by Amanda S Pearson, Amanda Pearson, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Melbourne, Florida.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Amanda has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda S Pearson | Amanda Pearson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Notary Public- State of Florida; Melbourne FL; Notarize documents for clients; Started 4/2/18; 1.00 Hour(s) Per Month - during securities trading hours; Investment-Related. 2) Volunteer - Encore Dance Studio / Encore Performance Company; Not Investment-Related; Address: 1450 N Courtenay Pkwy, Merritt Island, FL, 32953; Nature of OBA: Dance Studio; Posn/Title: Lead Costume Designer; Start Date: 12/12/24; Approx No of Hrs/Mth for OBA: 80 Hrs; Approx No of Hrs/Mth for OBA during Trading Hrs ZERO Hrs;
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Starr Journey Pearson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Amanda Starr Journey Pearson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2024 - Present
WORLD EQUITY GROUP, INC.
Office #1: 3159 Alzante Circle Suite 101, Melbourne, FL 32940RIA
BD
CRD#: 29087
Melbourne, FL
Current
November 22, 2024 - Present
WORLD EQUITY GROUP, INC.
Office #1: 3159 Alzante Circle Suite 101, Melbourne, FL 32940RIA
BD
CRD#: 29087
Melbourne, FL
Past
February 5, 2019 - November 22, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
MELBOURNE, FL
Past
November 6, 2018 - November 22, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
MELBOURNE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/22/2024)
IAR
Florida(11/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/6/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
