Karen Medford

FLEMING FINANCIAL ADVISING

Walnut Creek, CA 94596

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CRD#: 6891034

Professional summary

Karen Medford, CFP® is a registered financial advisor currently at FLEMING FINANCIAL ADVISING located in Walnut Creek, California.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Karen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Medford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

December 20, 2017 - Present

FLEMING FINANCIAL ADVISING

Office #1: 1615 Bonanza Street Suite #210, Walnut Creek, CA 94596

RIA

CRD#: 134146

Walnut Creek, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2003

Uniform Investment Adviser Law Examination

Current Firm

FLEMING FINANCIAL ADVISING

FLEMING FINANCIAL ADVISING | FLEMING, ANN MURIEL

CRD#: 134146 / SEC#:

California

Registered Investment Advisory firm - (1/31/2000 Approved)

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Contact information

Main Address

1615 Bonanza Street Suite 210, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 287-9448

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 56,143,718

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Karen Medford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Medford's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLEMING FINANCIAL ADVISING

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2003

Current Firm

FLEMING FINANCIAL ADVISING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLEMING FINANCIAL ADVISING

TRUST BUT VERIFY

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