Philip Whittaker
Professional summary
Philip Whittaker, who also goes by Philip Gordon Whittaker, Philip Whittaker, Philip G Whittaker, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Philip has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Whittaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044January 19, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044February 12, 2022 - September 11, 2025
CHARLES SCHWAB & CO., INC.
July 1, 2019 - November 17, 2021
VANGUARD MARKETING CORPORATION
January 23, 2018 - October 16, 2018
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2025)
(2/29/2024)
(1/20/2022)
(9/10/2025)
(6/25/2024)
(1/19/2022)
(2/29/2024)
(6/25/2024)
(6/25/2024)
(6/25/2024)
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(9/18/2024)
(10/27/2025)
(2/29/2024)
(6/25/2024)
(10/27/2025)
(10/27/2025)
(10/27/2025)
(10/27/2025)
(6/25/2024)
(10/27/2025)
(10/27/2025)
(6/25/2024)
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(9/18/2024)
(10/27/2025)
(10/27/2025)
(10/27/2025)
(10/27/2025)
(2/29/2024)
(10/27/2025)
(6/25/2024)
(2/29/2024)
(6/25/2024)
(6/25/2024)
(10/27/2025)
(10/28/2025)
(9/18/2024)
(2/29/2024)
(7/7/2025)
(10/27/2025)
(10/27/2025)
(6/25/2024)
(10/27/2025)
(10/27/2025)
(6/25/2024)
(10/27/2025)
(2/29/2024)
(10/27/2025)
(10/27/2025)
(6/25/2024)
(2/29/2024)
(6/25/2024)
(6/25/2024)
(2/29/2024)
Exams
Series 7TO
Date: 7/1/2019
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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