Anne E. Huneycutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne Elise Huneycutt, who also goes by Anne Elise Huneycutt, Anne Huneycutt, was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 2018. Anne had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2025 - June 4, 2025
BATES SECURITIES, INC.
October 3, 2024 - December 3, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 4, 2021 - January 4, 2024
NATIONAL FINANCIAL SERVICES LLC
April 2, 2018 - October 7, 2021
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BATES SECURITIES, INC.
CRD#: 10759 / SEC#: , 8-29005
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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