Morgan R. Winslow

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CRD#: 6890199

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Morgan Rae Winslow, who also goes by Morgan Rae Anderson, Morgan Rae Guyan, was a registered financial professional .

Morgan is a previously registered financial professional and started their career in finance in 2018. Morgan had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Morgan Rae Anderson | Morgan Rae Guyan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2018 - June 3, 2019

MEANS WEALTH MANAGEMENT

RIA

CRD#: 2748

BANGOR, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEANS WEALTH MANAGEMENT

MEANS INVESTMENT CO., INC. | MEANS WEALTH MANAGEMENT | MEANS INVESTMENT COMPANY

CRD#: 2748 / SEC#: 801-80992, 8-27458

RIA

Registered Investment Advisory firm - SEC (2/19/2015 Approved)

Maine

Registered Investment Advisory firm - SEC (2/24/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (3/26/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (7/20/2005 Terminated)

Terminated by SEC on 03/31/2019

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2018

Uniform Investment Adviser Law Examination

Current Firm

MEANS WEALTH MANAGEMENT

MEANS INVESTMENT CO., INC. | MEANS WEALTH MANAGEMENT | MEANS INVESTMENT COMPANY

CRD#: 2748 / SEC#: 801-80992, 8-27458

RIA

Registered Investment Advisory firm - SEC (2/19/2015 Approved)

Maine

Registered Investment Advisory firm - SEC (2/24/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (3/26/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (7/20/2005 Terminated)

Terminated by SEC on 03/31/2019

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Contact information

Main Address

802 Stillwater Ave., Bangor, ME 04401-3614

Mailing Address

Phone number

+1 (207) 947-6763

Established

Maine since 10/01/1981

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MEANS WEALTH MANAGEMENT 2A & 2B BROCHURE (11/12/2025)

Direct owners and executive officers

Name	Position	CRD#
MEANS, ZACHARY PAUL	CEO	5002275
MEANS, PAUL BANWELL	PRESIDENT	330815
DUDLEY, JOHN RUSSELL	SENIOR VICE PRESIDENT	4410559
WOODBURY, ERIC GEORGE	CCO	4931203

Regulatory assets under management

Total Number of Accounts	3,302
AUM (Assets Under Management)	$ 1,306,705,211

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Morgan R. Winslow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MEANS WEALTH MANAGEMENT

Primary Firm SEC Registration

MEANS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2018

Current Firm

MEANS WEALTH MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MEANS WEALTH MANAGEMENT

TRUST BUT VERIFY

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