JR
Joann Regan
FSG FINANCIAL SERVICES
Sun City, AZ 85351
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CRD#: 6889852
JR
Professional summary
Joann Regan is a registered financial advisor currently at FSG FINANCIAL SERVICES, INC. located in Sun City, Arizona.
Joann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joann has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FSG of Nevada, LLC; Investment Related; Las Vegas, NV; Insurance products and services; President/Insurance Agent; 07/2017; 30% of time spent in this capacity.
2)Financial Security Group of AZ, Inc.Investment Related; Glendale, AZ; Insurance products and services; President/Insurance Agent; 11/1999; 30% of time spent in this capacity.
3) FSG Tax Advisors, Inc.; Investment Related; Glendale, AZ; Tax Preparation and Resolution Services; President/Owner; 08/2018; 10% of time spent in this capacity.
CRS (Client Relationship Summary) - RIA
Click below to view Joann Regan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2018 - Present
FSG FINANCIAL SERVICES, INC.
Office #1: 10001 W. Bell Road Suite 148, Sun City, AZ 85351RIA
CRD#: 291629
Sun City, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/23/2018)
IAR
California(4/20/2018)
IAR
Louisiana(10/25/2018)
IAR
Nevada(5/11/2018)
Current Firm
FF
FSG FINANCIAL SERVICES, INC.
FSG FINANCIAL SERVICES, INC.
CRD#: 291629 / SEC#:
Arizona
Registered Investment Advisory firm - (1/23/2018 Approved)California
Registered Investment Advisory firm - (4/20/2018 Approved)Louisiana
Registered Investment Advisory firm - (10/23/2018 Approved)Nevada
Registered Investment Advisory firm - (5/11/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10001 W. Bell Road Suite 148, Sun City, AZ 85351
Mailing Address
20280 N. 59th Ave Suite 115-321, Glendale, AZ 85308
Phone number
(623) 561-2323
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 38,000,000 |
Red Flags
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