PG
Patrick J. Gaul
OCEANSIDE ADVISORS LLC
Mount Pleasant, SC 29464
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CRD#: 6889786
PG
Professional summary
Patrick Joseph Gaul, CFP® is a registered financial advisor currently at OCEANSIDE ADVISORS LLC located in Mount Pleasant, South Carolina.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Patrick has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Joseph Gaul's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2018 - Present
OCEANSIDE ADVISORS LLC
Office #1: 235 Magrath Darby Blvd. Suite 150, Mount Pleasant, SC 29464RIA
CRD#: 170307
Mount Pleasant, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OCEANSIDE ADVISORS LLC
OCEANSIDE ADVISORS LLC | THE PLAYERS WEALTH GROUP | THE HOCKEY WEALTH GROUP | OCEANSIDE ADVISORS, LLC
CRD#: 170307 / SEC#: 801-127503
RIA
Registered Investment Advisory firm - (3/23/2023 Approved)Florida
Registered Investment Advisory firm - (3/24/2023 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2023 Terminated)Louisiana
Registered Investment Advisory firm - (3/27/2023 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2023 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (3/24/2023 Terminated)Texas
Registered Investment Advisory firm - (3/24/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (3/24/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(1/4/2018)
Current Firm
OA
OCEANSIDE ADVISORS LLC
OCEANSIDE ADVISORS LLC | THE PLAYERS WEALTH GROUP | THE HOCKEY WEALTH GROUP | OCEANSIDE ADVISORS, LLC
CRD#: 170307 / SEC#: 801-127503
RIA
Registered Investment Advisory firm - (3/23/2023 Approved)Florida
Registered Investment Advisory firm - (3/24/2023 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2023 Terminated)Louisiana
Registered Investment Advisory firm - (3/27/2023 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2023 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (3/24/2023 Terminated)Texas
Registered Investment Advisory firm - (3/24/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (3/24/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
235 Magrath Darby Blvd. Suite 150, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 830-6568
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 184,012,680 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
