Zachary Honess

Professional summary

Zachary Honess is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Edinboro, Pennsylvania and AURORA SECURITIES located in Troy, Michigan.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Zachary has worked at 4 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: Paceline Financial, LLC, 148 Meadville Street, Edinboro, PA, Registered Advisor beginning 6/2020, investment related, 160 hours per month. Lines of Insurance: Fixed Annuities and Life/Health, Agent since 5/2018, in PA and TN, 150 hours per month, sell and service insurance customers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Honess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

SECURE ASSET MANAGEMENT, L.L.C.

Office #1: 148 Meadville Street, Edinboro, PA 16412

RIA

CRD#: 144046

Edinboro, PA

Current

November 1, 2024 - Present

AURORA SECURITIES

Office #1: 2565 West Maple, Troy, MI 48084

BD

CRD#: 46147

Troy, MI

Past

September 28, 2021 - November 1, 2024

HANCOCK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 122520

Edinboro, PA

Past

January 3, 2021 - November 1, 2024

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Edinboro, PA

Past

June 24, 2020 - November 1, 2024

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

Edinboro, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SA

SECURE ASSET MANAGEMENT, L.L.C.

CRD#: 144046 / SEC#: 801-113954

RIA

Registered Investment Advisory firm - (9/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2018 Terminated)

Colorado

Registered Investment Advisory firm - (9/17/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/18/2018 Terminated)

New York

Registered Investment Advisory firm - (9/17/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alabama
(11/1/2024)

RR

Arizona
(11/1/2024)

RR

Florida
(11/1/2024)

RR

Georgia
(11/1/2024)

RR

Louisiana
(11/1/2024)

RR

Maryland
(11/1/2024)

RR

New Jersey
(11/1/2024)

RR

New York
(11/1/2024)

RR

North Carolina
(11/1/2024)

RR

Ohio
(11/1/2024)

RR

Pennsylvania
(11/1/2024)

IAR

Pennsylvania
(11/1/2024)

RR

South Carolina
(11/1/2024)

RR

Tennessee
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 11/4/2020

Uniform Combined State Law Examination

General Industry/Product Exam

RR

Series 6TO

Date: 11/1/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

RR

Series 7TO

Date: 6/24/2020

General Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 12/20/2019

Securities Industry Essentials Examination

SRO Registrations

RR

FINRA

Current Firm

SA

SECURE ASSET MANAGEMENT, L.L.C.

CRD#: 144046 / SEC#: 801-113954

RIA

Registered Investment Advisory firm - (9/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2018 Terminated)

Colorado

Registered Investment Advisory firm - (9/17/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/18/2018 Terminated)

New York

Registered Investment Advisory firm - (9/17/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2565 West Maple Rd, Troy, MI 48084

Mailing Address

Phone number

(248) 414-1562

Established

Firm type

Fiscal year end

# of Employees

53

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/26/2025)

Regulatory assets under management

Total Number of Accounts	4,714
AUM (Assets Under Management)	$ 890,034,531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Honess's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURORA SECURITIES

HANCOCK CAPITAL MANAGEMENT, INC.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

SECURE ASSET MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2020

Series 6TO

Date: 11/1/2024

Series 7TO

Date: 6/24/2020

SIE

Date: 12/20/2019

FINRA

Current Firm

SECURE ASSET MANAGEMENT, L.L.C.

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE ASSET MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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