WS
Walter N. Straube
GALLAGHER FIDUCIARY ADVISORS
Atlanta, GA 30338
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CRD#: 6889064
WS
Professional summary
Walter Neil Straube, CFP®, who also goes by Neil Straube, Walter N Straube, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Atlanta, Georgia and OSAIC WEALTH, INC. located in Atlanta, Georgia.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Walter has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neil Straube | Walter N Straube
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Georgia National Guard; investment related;1000 Halsey Ave. SE, Marietta, GA 30060;army officer; staff officer/major/04;4/10/2020;20 hrs/month;0 hrs during trading; staff officer/major/04 2) ROVER POSITION: pet watcher NATURE: Watching pets INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2023 ADDRESS: 817 N Hightlands Ave NE, Apt A, Atlanta GA 30306, United States DESCRIPTION: Watching other peoples pets 3) GALLAGHER FIDUCIARY ADVISOR LLC POSITION: consultant NATURE: RIA for Gallagher INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/11/2021 ADDRESS: 1050 Crown Pointe Pkwy, Suite 600, Atlanta GA 30338, United States DESCRIPTION: Retirement Consultant
CRS (Client Relationship Summary) - RIA
Click below to view Walter Neil Straube's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
April 18, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 1050 Crown Pointe Pkwy, Suite 600, Atlanta, GA 30338RIA
CRD#: 146509
Atlanta, GA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1050 Crown Pointe Pkwy Ste 600, Atlanta, GA 30338RIA
BD
CRD#: 23131
Atlanta, GA
Past
April 4, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Atlanta, GA
Past
September 20, 2021 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Atlanta, GA
Past
September 17, 2021 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Atlanta, GA
Past
October 14, 2020 - August 9, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Atlanta, GA
Past
October 16, 2019 - August 9, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Atlanta, GA
Past
January 31, 2018 - October 3, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
IAR
Colorado(6/30/2025)
RR
Colorado(7/11/2025)
RR
Florida(8/23/2024)
IAR
Georgia(4/18/2022)
RR
Georgia(8/23/2024)
RR
Kentucky(8/23/2024)
RR
Maryland(8/23/2024)
RR
North Carolina(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
