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Ben Constantine

TASTYTRADE
CHICAGO, IL
·CRD# 6888409·8 years experience

Professional Summary

Ben Constantine is a registered financial advisor currently at TASTYTRADE, INC. located in Chicago, Illinois. Ben is registered as a RR (Registered Representative) and started their career in finance in 2018. Ben has worked at 4 firms and has passed the Series 66, Series 63, Series 34, Series 3, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

TASTYTRADE, INC.·CRD# 277027
BD
1330 West Fulton Street Suite 600, Chicago, IL 60607
January 16, 2026 - Present
ROBINHOOD ASSET MANAGEMENT·CRD# 323736
RIA
Chicago, IL
May 12, 2025 - September 4, 2025
ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
Chicago, IL
October 1, 2021 - September 4, 2025
TD AMERITRADE, INC.·CRD# 7870
BD
St. Louis, MO
January 25, 2018 - March 20, 2021

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Current Firm

TI
TASTYTRADE, INC.

TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: 8-69649
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Mailing Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Phone Number

(312) 724-7075

Established

Delaware since 06/22/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TASTYLIVE, INC.OWNER—
CHIOU, JASONHEAD OF CLIENT BROKERAGE SERVICES6757512
CORSO, JOSEPH ROBERTHEAD OF BROKERAGE4025105
GRACE, CHRISTOPHER WILLIAMINTERIM CHIEF OPERATING OFFICER5985000
JOHNSON, THOMAS WILLIAMCHIEF COMPLIANCE OFFICER AND INTERIM AML COMPLIANCE OFFICER5421745
SLOAN, JACQUELINE LEEFINOP2717305

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(1/16/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2025About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2018About the Series 63 exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Jan 2026About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Apr 2024About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2018About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2023About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2022About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ben Constantine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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